Investor Protection in Capital Markets

The conference Investor Protection in Capital Markets, held in Mumbai on 28/29 October 2013, offered a unique opportunity for policymakers, national and international standard setting bodies, stock exchanges, market participants as well as other stakeholders from Asian and European countries to discuss measures to improve investor protection and facilitate mutual learning opportunities. The conference focused on core issues and best practices related to investor protection from an Asian perspective but also provided comparative experiences from a European/German perspective. Participants gained in-depth and enriching insights on several key issues such as

  • new trends in capital market regulation,
  • investor education,
  • disclosure and transparency,
  • mis-selling of financial products,
  • dispute resolution regime,
  • investor compensation, and
  • stock exchange surveillance.