Conference Material

Regional Conference on Investor Protection in Capital Markets (28-29 October 2013, Mumbai)

Mumbai Conference Proceedings Report
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Mumbai Conference Brief Summary Report
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Welcome address by Mr Caspari for India Conference
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Tajinder speech at Regional Investor Protection Conference Mumbai October 2013
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Session 3 Speaker 1: Mr. Ashish Kumar Chauhan, MD and CEO Bombay Stock Exchange
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Session 3 Speaker 2: Dr. Kusumaningtuti S. Soetiono, Commissioner in Charge of Financial Education and Consumer Protection, Indonesia Financial Services Authority (OJK)
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Session 4 Speaker 1: Mr. Moritz Beker, Senior Policy Officer, Section INT4 International Policy/Affairs, German Federal Financial Supervisory Authority (BaFin)
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Session 4 Speaker 2: Mr. Stephen Po, Senior Director, Intermediaries Supervision Department, Securities and Futures Commission (SFC) Hong Kong
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Session 5 Speaker 1: Mr. Robert Elsen, Financial Counselor (Representative of BaFin in China) German Embassy Beijing
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Session 5 Speaker 2: Prof.Dr. Guenter Hirsch, former President of the Federal Supreme Court of Germany
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Ms. Zia Mody AZB & Partners, Dispute Resolution Regime & Mediation and Arbitration
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Session 6 Speaker 1: Mr. Thorsten Giehler, Project Director Emerging Markets Dialogue Asia, GIZ (Presentation on Behalf of Mr. Dirk Cupei)
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Session 6 Speaker 2: Mr. R. Sundararaman, Chief Business Excellence and New Products- National Stock Exchange of India (NSE)
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Session 7 Speaker 1: Mr. Michael Zollweg, Head of Trading Surveillance and Mr. Carl Frederik Scharffenorth, Senior Trading Surveillance Analyst- Deutsche Boerse AG
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Session 7 Speaker 2: Mr. Akiyoshi Maruyama, Director of Market Oversight Intelligence, Market Surveillance Division- Secutities and Exchange Surveillance Commission - Financial Services Agency Japan
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Session 7 Panel Dr. V. S. Narasimhan, Chief Regulations, National Stock Exchange of India Ltd (NSE)
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Dr. Zhao Min, Deputy Director of the Investor Protection Bureau, China Securities Regulatory Commission (CSRC)
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Dr. Zhao Min Deputy Director of the Investor Protection Bureau , CSRC Speech
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Mr. GE Weiping, Vice Chairman Securities Association of China (SAC) Set-up of the Mediation Mechanism for Securities Industry in China Presentation
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Mr. GE Weiping, Vice Chairman Securities Association of China (SAC) Speech
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Mr. Huang Zibo, Director Legal Affairs Department, the Securities Investor Compensation Fund in China (SIPF China)
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